This website will "Expose and Unlock" the Specialist System

Volume # 4 of the Special Study Report deals with Security Credit. When you have completed viewing the report simply click the "Back arrow" on the "Browser window" to return to this page.
Letter Of Transmittal -- To The Members Of The Securities And Exchange Commission
Open-End Investment Companies--(Mutual Funds)
Reciprocal Business--The Problems Of Allocating Mutual Fund Portfolio Brokerage
Insider Trading In Portfolio Securities
C. The American Stock Exchange As A Self-Regulatory Institution
E. The Pacific Coast Exchange As A Self-Regulatory Institution
F. The Other Exchanges As Self-Regulatory Institutions
G. The NASD As A Self-Regulatory Institution
H. Certain Quasi-Self-Regulatory Organizations
I. Self-Regulation And The Commission
J. The Total Regulatory Burden--The Need For Increased Coordination--The Role Of The States
As investors read the articles on this page and those on the other pages related to the Special Study Report they will find numerous references in those articles to subsections of The Securities Act Of 1933, The Exchange Act of 1934, The Investment Company Act of 1940, The Investment Advisors Act of 1940 and The Small Business Investment Act of 1958.
These notations are in reference to specific articles incorporated in the five files listed below. For those investors who are wondering what those specific articles and subsections are in the five files, I am enclosing a link to all five files below.
Simply note what the subsection is in the article that you are reading and when you have completed reading it, simply click on the link below and page down to the subsequent article that is referenced in the Special Study Report.
The Investment Company Act Of 1940
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